Syndication Articles
How do I Create a Substantive Relationship?
Question: If I am doing a 506(b) offering, do I still need a pre-existing substantive relationship before I can solicit from an Accredited Investor (AI)? If “yes,” is there still any waiting period after I get that Accredited Investor to sign a document attesting to...
What Might Happen if I Lie About My Financial Qualifications to Get Into a Deal?
What Might Happen if I Lie About My Financial Qualifications to Get Into a Deal? Some securities exemptions, such as the Regulation D, Rule 506(b) exemption (and some state securities exemptions), allow investments by a limited number of non-accredited but financially...
New Report Highlights Consequences of Not Following Securities Regulations
The statistics in the recently released NASAA (North American Securities Administrators Association) 2022 Enforcement Report only serve to reinforce the need for syndicators and fund managers to be meticulous in adhering to SEC and state rules regarding securities....
How Long Do I Need to Syndicate a Property?
Timing of a deal is a balancing act. You can’t wait until you have completed all of your due diligence before you engage your securities attorney — or you won’t have enough time to raise the money. Once you engage us, we will schedule a deal-structuring conference...
When should a Syndicator contact Syndication Attorneys?
Before you Have a Deal Many clients contact us before they find a deal. We have a Pre-Syndication Retainer for this that allows them to become clients of the firm for a nominal retainer. Under this agreement, we can help guide Syndicators from where they are now to...
What to Expect in Multi-family for 2022-2023′ with David Lindahl
‘What to Expect in Multi-family for 2022-2023’ With David Lindahl In this episode of the Raise Private Money Legally podcast, host Kim Lisa Taylor, Esq. welcomed special guest David Lindahl of RE Mentor, who shared “What to Expect in Multi-family for 2022-2023." Is it...
Transcript: ‘What to Expect in Multi-Family for 2022 and 2023’
Edited Transcript from the podcast episode ‘What to Expect in Multi-Family for 2022 and 2023’ With Special Guest David Lindahl Originally Broadcast on Sept. 22, 2022 Kim Lisa Taylor: Welcome to Syndication Attorneys’ free monthly podcast, where we talk about topics of...
Can A Syndication Asset Manager Collect Asset Management Fees from TIC Owners?
NOTE: This article is the second in a 2-part series on 1031 Exchanges and Syndicates using the tenant in common ownership structure for acquisition of commercial real estate. This article describes how asset management fees can be allocated among TIC Owners. Click...
Can 1031 Exchangers Participate in a Group Investment With a Syndicate?
NOTE: This article is the first of a 2-part series on 1031 Exchanges and Syndicates using the tenant in common ownership structure for acquisition of commercial real estate. This article describes how 1031 Exchangers can participate in a group investment alongside a...
The Perils of Drafting Your Own Real Estate Syndication Documents
What are the perils of drafting your own real estate syndication documents? Improper Structure/Loss of Syndicator Compensation A competent securities attorney will help you structure your offering with respect to how you and your investors get paid. You may overlook...
‘Everything You Always Wanted to Know About Starting an Investment Club’ With Kim Lisa Taylor
You know the benefits of wise investing, but what about your friends? One way to introduce them to investing and help educate them is through an investment club. What exactly is involved in overseeing an investment club? And how do you go about creating one? In this...
Transcript: ‘Everything You Ever Wanted to Know About Starting an Investment Club’
Edited Transcript from the podcast episode ‘Everything You Ever Wanted to Know About Starting an Investment Club’ Hosted by Kim Lisa Taylor, Esq. Originally Broadcast on Aug. 25, 2022 Kim Lisa Taylor: Welcome to Syndication Attorneys’ free monthly podcast, where we...
Don’t Blow Your Securities Exemption!
Federal and State Notice Filing Requirements NOTE: This article specifically pertains federal and state-required filings for exempt securities offerings under Regulation D, Rule 506. This information is not applicable securities offerings under federal Regulation D,...
Want to Help Your Friends Invest? Consider Opening an Investment Club
You know the benefits of wise investing, but what about your friends? One way to introduce them to investing and help educate them is through an investment club. What exactly is involved in overseeing an investment club? As the foundation, you typically would form a...