Syndication Articles

How do I Create a Substantive Relationship?

How do I Create a Substantive Relationship?

Question: If I am doing a 506(b) offering, do I still need a pre-existing substantive relationship before I can solicit from an Accredited Investor (AI)?  If “yes,” is there still any waiting period after I get that Accredited Investor to sign a document attesting to...

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How Long Do I Need to Syndicate a Property?

Timing of a deal is a balancing act. You can’t wait until you have completed all of your due diligence before you engage your securities attorney — or you won’t have enough time to raise the money. Once you engage us, we will schedule a deal-structuring conference...

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When should a Syndicator contact Syndication Attorneys? 

Before you Have a Deal Many clients contact us before they find a deal. We have a Pre-Syndication Retainer for this that allows them to become clients of the firm for a nominal retainer. Under this agreement, we can help guide Syndicators from where they are now to...

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Don’t Blow Your Securities Exemption!

Federal and State Notice Filing Requirements NOTE: This article specifically pertains federal and state-required filings for exempt securities offerings under Regulation D, Rule 506. This information is not applicable securities offerings under federal Regulation D,...

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