Syndication Articles
Determining Investor Suitability for 506(b) Offerings
Question: If I am doing a 506(b) offering, do I still need a pre-existing substantive relationship before I can solicit from an Accredited Investor (AI)? If “yes,” is there still any waiting period after I get that Accredited Investor to sign a document attesting to...
How to Resell Interests in a Securities Offering
In this webinar, Kim Lisa Taylor, Esq., welcomed guests Simen Ruge and Jackson Stith, co-founders of SyndiGate Capital, LLC, which focuses exclusively on brokering secondary equity positions in middle-market commercial real estate investments. They discussed various...
When Do I Need to Worry About Doing a Securities Offering if I am Borrowing Money from Private Investors?
If you are just doing a one-off loan, you don't need to be overly concerned about Rule 506(b) — especially if your investor is accredited. With a single investor, you may also want to consider structuring this as a joint venture (where everyone stays actively involved...
Transcript: “Yes, You Should Write a Book,” with Nick Raithel
Edited Transcript from the Teleseminar, “Yes, You Should Write a Book” With special guest Nick Raithel Originally broadcast May 9, 2019 Listen to the teleseminar Kim Lisa Taylor: Hello, everyone. And welcome to Syndication Attorneys, PLLC’s...
SEC Issues Final Amendments to the Definition of an Accredited Investor But It Probably Won’t Help You Raise Money
The expanded definition of an Accredited Investor finalized by the Securities & Exchange Commission on Aug. 26, 2020, may sound encouraging, but will it really be all that helpful for Syndicators raising money from private individuals (otherwise known as “Retail...
SEC Form D Filings and Blue Sky Laws for Rule 506 Offerings
QUESTION: What notices must be filed with securities agencies for an exempt real estate syndication under Regulation D, Rule 506? The following answer is involved, but well worth your time and attention to keep you out of trouble where the sales of securities is...
Transcript: The Strategic Multifamily Investing Podcast with Jonathan Mickles
Edited Transcript from The Strategic Multifamily Investing Podcast Host: Jonathan Mickles Guest: Kim Lisa Taylor Originally recorded August 2020 Listen to the podcast Jonathan Mickles: Hi, this is Jonathan Mickles with The Strategic Multifamily...
Transcript: Opportunity Zones: The Next Big Thing in Multifamily, with Matt Wills
Edited transcript of the teleseminar, ‘Opportunity Zones: The Next Big Thing in Multifamily’ With special guest Matt Wills Originally broadcast on Nov. 21, 2019 Listen to the teleseminar Kim Lisa Taylor: Welcome to Syndication Attorneys, PLLC’s free monthly...
When Does Selling Interests in an LLC Constitute the Sale of Securities?
We see many people try to avoid securities laws by saying they are doing “joint ventures” when, in reality, they are selling securities. Selling interests in a Manager-managed LLC with members contributing capital and a few key people managing the company would...
Transcript: ‘Distribution Waterfalls & How Cash Flows in a Syndicate’
Edited transcript from the teleseminar ‘Distribution Waterfalls & How Cash Flows in a Syndicate’ Moderated by Kim Lisa Taylor Originally broadcast on Aug. 27, 2020 Listen to the teleseminar Kim Lisa Taylor: We've got a tremendous number of people on...
SEC Issues Final Amendments to Definition of Accredited Investor — But Will it Help You?
The expanded definition of an Accredited Investor[1] finalized by the Securities & Exchange Commission on Aug. 26, 2020, may sound encouraging, but will it really be all that helpful for Syndicators raising money from private individuals (otherwise known as...
Distribution Waterfalls and How Cash Flows in a Syndicate
In this webinar, host and Syndication Attorneys, PLLC founding attorney Kim Lisa Taylor, Esq., educates participants about how cash flows in a syndicate, including an explanation of trends in distribution waterfalls. Listen to the webinar Read the transcript ...