Our guests for this teleseminar: Jim Raper, Chief Compliance Officer, and Tim Boykin, Corporate Counsel, from WealthForge, who discuss the whys and hows of securities licensing. Among the points addressed:

  •  Who needs a securities license?
  • When should you get a license?
  • What is the process of becoming licensed?
  • What does a license allow you to do?
  • What if you don’t get a license?
ADDITIONAL RESOURCES:
To download the WealthForge e-book, “Am I Selling a Real Estate Security?” click here
Click here for a free e-book from WealthForge, “To Register or Not to Register: A Definitive Guide to Understanding the Broker Registration Requirement.”
For information on how someone with a license can work with WealthForge, click here.
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