How to Legally Compensate Capital Raisers and Finders and What Happens When You Don’t
The goal of this episode is to help capital raisers understand these topics and how to use them to their advantage while avoiding any legal consequences. The information being shared is based on a chapter from my new book that will be available on 5/11/23.
Episode at a glance:
- What is a securities broker-dealer?
- What are finder’s fees?
- How to develop pre-existing substantive relationships before you make offers to investors under Rule 506(b)
- What is Regulation D Rule 506(c) and what does it mean?
- Who is entitled to the exemption from broker-dealer registration?
- Should you use the Regulation D, Rule 506(b) or Rule 506(c) exemption for your deal?
More Podcasts:
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★★★★★
“Very useful, no-fluff knowledge!!!!”
Kim Lisa Taylor explains in simple language all the concepts of Syndicating a deal and do it right!!! She and her team members are true professionals. She has prepared over 26 PPM & Docs offerings for me and my companies. I highly recommend her services‼️‼️‼️🙌🙌 Thank You! Kim.
Vinney Smile Chopra
CEO of MONEIL Investment Group
★★★★★
“Kim is phenomenal and highly qualified”
Kim Lisa Taylor is amazing at what she does: representing her clients and holding the highest fiduciary interest for her endeavors. A phenomenal and well educated individual, I recommend anyone to look into her podcast and legal services seriously!
Apple Podcast Listener
★★★★★
“Great info!”
Attorney Taylor provides excellent information that even seasoned capital raisers tend to overlook or need a refresher on. In fact, the semi specified offerings are another way for structure that I will be looking into. Thanks Kim! These pods are great!
Kevin Dureiko
Principle Fund Manager at BirchDobson.com
Are you ready to raise private capital?
At Syndication Attorneys LLC, we are committed to your success – book a consultation with one of our team members today!