Verification

Bad Actor / Background Check

For all syndication and fund clients

All members of your Syndicate or Fund Management Team must complete a Bad Act/Background Check before they can be included in your Syndicate or Fund Management Team. It is imperative that you require all prospective members of your management team to complete this background check prior to admission to your team. This is a requirement for all Syndication Attorneys’ clients. 



As a convenience for our clients, Syndication Attorneys, PLLC has partnered with EarlyIQ, Inc., an industry-leading third-party verification service. The fee for this service is $89 per individual. A copy of your report will be provided to Syndication Attorneys, PLLC and to you.


Accredited Investor 

(Individuals and Entities)

Rule 506(c) offerings are only open to verified accredited investors; thus the SEC requires our clients to independently verify the accredited status of their investors before accepting their investment. As a convenience for our clients and their investors, Syndication Attorneys, PLLC has partnered with EarlyIQ, Inc., an industry-leading third-party accredited investor verification service, to offer these verifications.

 Non US Investor Verification

(incl. OFAC)

The United States Patriot Act and other financial regulations require our clients to independently verify the identity of their prospective investors. Additionally, before accepting an investment, issuers of Securities Offerings are required to ensure that their investors are not named on any prohibited specially designated nationals or sanctions list maintained by the US Department of Treasury’s Office of Foreign Assets Control (OFAC).