Bad Actor Check
Only those persons who complete a Bad Actor and Background Check can be an officer, director, manager, key employee or promoter of your offering. Please have each member of your syndicate or fund management team click the following link to complete their own check. There is an $99 fee for this service. This is for protection of our clients and their investors.
For compliance with US Anti-Money Laundering Laws, please have each Non-US Person* who wishes to participate in your offering click the following link to complete their own OFAC Verification check. There is a $20 fee for this service.
*A Non-US Person is someone who is not a US Citizen, legal resident of the US, not living in the US, and who will be wiring their funds from an offshore account.
All Investors who wish to invest in a Regulation D, Rule 506(c) Offering must verify that they are Accredited Investors. If you do not have a CPA, Attorney, or Registered Investment Adviser who can provide such verification, please click the following link to complete your Accredited Investor verification.
There is a $49 fee for this service. This verification is good for 5 years with the same issuer, but you may have to do a new verification for each issuer with whom you invest.