Avoiding Securities Advertising Pitfalls: A Legal Deep Dive for Syndicators and Fund Managers
In this crucial episode, Kim Lisa Taylor is joined by Attorney Judith Villarreal to discuss the do’s and don’ts of securities advertising. Whether you’re a real estate syndicator or a fund manager raising capital under Regulation D, Rule 506(b) or 506(c), this conversation provides essential advice on staying compliant with SEC and FINRA rules.
Judith dives deep into the legal risks and compliance requirements involved in advertising your securities offering across various platforms, including websites, social media, newsletters, and email campaigns. Learn how to avoid common advertising mistakes such as misrepresentations, omissions, and improper use of buzzwords that could land you in regulatory hot water.
Protect your reputation and deals by understanding the critical aspects of securities advertising compliance.
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★★★★★
“Very useful, no-fluff knowledge!!!!”
Kim Lisa Taylor explains in simple language all the concepts of Syndicating a deal and do it right!!! She and her team members are true professionals. She has prepared over 26 PPM & Docs offerings for me and my companies. I highly recommend her services‼️‼️‼️🙌🙌 Thank You! Kim.
Vinney Smile Chopra
CEO of MONEIL Investment Group
★★★★★
“Kim is phenomenal and highly qualified”
Kim Lisa Taylor is amazing at what she does: representing her clients and holding the highest fiduciary interest for her endeavors. A phenomenal and well educated individual, I recommend anyone to look into her podcast and legal services seriously!
Apple Podcast Listener
★★★★★
“Great info!”
Attorney Taylor provides excellent information that even seasoned capital raisers tend to overlook or need a refresher on. In fact, the semi specified offerings are another way for structure that I will be looking into. Thanks Kim! These pods are great!
Kevin Dureiko
Principle Fund Manager at BirchDobson.com
Are you ready to raise private capital?
At Syndication Attorneys LLC, we are committed to your success – book a consultation with one of our team members today!