Avoiding Securities Advertising Pitfalls: A Legal Deep Dive for Syndicators and Fund Managers

In this crucial episode, Kim Lisa Taylor is joined by Attorney Judith Villarreal to discuss the do’s and don’ts of securities advertising. Whether you’re a real estate syndicator or a fund manager raising capital under Regulation D, Rule 506(b) or 506(c), this conversation provides essential advice on staying compliant with SEC and FINRA rules.

Judith dives deep into the legal risks and compliance requirements involved in advertising your securities offering across various platforms, including websites, social media, newsletters, and email campaigns. Learn how to avoid common advertising mistakes such as misrepresentations, omissions, and improper use of buzzwords that could land you in regulatory hot water.

Protect your reputation and deals by understanding the critical aspects of securities advertising compliance.

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