by Tim Boykin | Apr 18, 2017
Guest Post By Tim Boykin / WealthForge Two cases from earlier this year once again highlight the importance of following the broker registration requirement under Rule 15(a) of the Exchange Act. Rule 15(a) requires registration for a party engaged in the...
by Syndication Attorneys PLLC | Mar 22, 2017
So you’ve formed a limited liability company (LLC) for your real estate syndication business. Do you need a business license, too? Do you need to register with the state tax authority, as well? The article at the attached link from “The Hartford: Small Biz Ahead...
by Syndication Attorneys PLLC | Mar 7, 2017
Existing Geographic Targeting Orders have been renewed, effective through Aug. 23, 2017, for six major metropolitan areas identified by the U.S. Department of the Treasury as prone to possible money laundering by shell companies paying all-cash for luxury real estate....
by Syndication Attorneys PLLC | Mar 6, 2017
Could the days of the “accredited investor” be numbered? In its current incarnation, perhaps. At least that was the sentiment expressed by Michael Piwowar, acting chairman of the Securities and Exchange Commission, at the annual SEC Speaks conference in...
by Syndication Attorneys PLLC | Mar 3, 2017
A just-unveiled study by the Securities and Exchange Commission shows that the number of U.S. companies taking advantage of equity crowdfunding platforms and the amount of money being raised are still relatively small, Click here for a Reuters report of the study,...
by Syndication Attorneys PLLC | Feb 25, 2017
Private securities offerings may become subject to further regulatory scrutiny under an information-sharing agreement signed Feb. 17, 2017, by the U.S. Securities and Exchange Commission (SEC) and the North American Securities Administrators Association (NASAA), which...
