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Securities Licensing Requirements For Syndicators in Regulation D, Rule 506 & Regulation A+ Securities Offerings with Jim Raper and Tim Boykin

Our guests for this teleseminar: Jim Raper, Chief Compliance Officer, and Tim Boykin, Corporate Counsel, from WealthForge, who discuss the whys and hows of securities licensing. Among the points addressed:

  •  Who needs a securities license?
  • When should you get a license?
  • What is the process of becoming licensed?
  • What does a license allow you to do?
  • What if you don’t get a license?
ADDITIONAL RESOURCES:
To download the WealthForge e-book, “Am I Selling a Real Estate Security?” click here
Click here for a free e-book from WealthForge, “To Register or Not to Register: A Definitive Guide to Understanding the Broker Registration Requirement.”
For information on how someone with a license can work with WealthForge, click here.
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Are you ready to raise private capital?

At Syndication Attorneys LLC, we are committed to your success – book a consultation with one of our team members today!

Schedule a Consultation

Are you ready to raise private capital?

At Syndication Attorneys LLC, we are committed to your success – book a consultation with one of our team members today!

Schedule a Consultation

About Syndication Attorneys

We are NOT your stereotypical law firm. We don’t believe in simply taking your money, handing you a stack of technical, often-incomprehensible legal documents and then bidding you good luck and good-bye. At Syndication Attorneys PLLC, we are committed to your success – not just with the project at hand, but your continuing success in business and investing. We are your long-term legal team.

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More Resources

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How do I Create a Substantive Relationship?

Question: If I am doing a 506(b) offering, do I still need a pre-existing substantive relationship before I can solicit from an Accredited Investor (AI)?  If “yes,” is there still any waiting period after I get that Accredited Investor to sign a document attesting to...

What is Real Estate Syndication?

If you have a self-directed IRA or substantial investment funds, you probably have considered investing in real estate. But perhaps you have concluded that you lack the funds to invest on your own. Or maybe you simply don’t want to deal with the hassles of property...

Are you ready to raise private capital?

At Syndication Attorneys LLC, we are committed to your success – book a consultation with one of our team members today!

Schedule a Consultation